Training Course:Mutual Fund Sales Practices Online CourseSchool/Trainer:Anthony Schools
Irvine,Oakland,San Francisco,San Diego, CA, United States
Course Format: Classroom | E-learning | Virtual Class | Online | On-site | Blended | Self-paced
Course Description:
'' Mutual funds have become immensely popular investment vehicles: more than half of all households in the US own mutual funds. Regulatory agencies have recently investigated the sales practices of various firms offering mutual funds and uncovered violations in several sales practices. This course enables students to identify the sales practices recently subject to regulatory review; describe the various ways in which investors qualify for breakpoints on sales charges; explain the impact of market timing and late trading on long-term investors; and explain the amended rules regarding enhanced compensation, disclosure of portfolio holdings, and market timing. ...''
Please go to the school's official website for training price and schedule:
http://www.dearborn.com/anthonynew/home.asp
http://www.dearborn.com/anthonynew/ins_sec_intro.asp?Category=InsSec
Phone:1-888-373-7277
School Address:
1-888-373-7277
Irvine
2646 Dupont Drive
Suite 230
Irvine, CA 92612
Oakland
7700 Edgewater Drive
Suite 540
Oakland, CA 94621
San Francisco
50 First Street
Suite 260
San Francisco, CA 94105
San Diego
5939 Balboa Ave.
San Diego, CA 92111
Jobs & Resumes: Irvine, Oakland, San Francisco, San Diego
Houses & Roommates: Irvine, Oakland, San Francisco, San Diego
Other training courses offered by Anthony Schools:
Conflicts of Interest in the Delivery of Research Online Course
Customer Identification and Verification Procedures Online Course
Dynamics of Customer Complaints Online Course
Ethics and Fiduciary Responsibility Online Course
General Ethics for the Securities Professional Online Course
General Supervision for Small Brokerage Offices Online Course
Gramm-Leach-Bliley Act Overview Online Course
Hedge Funds and Fund of Funds Online Course
Mutual Fund Asset Allocation Online Course
Mutual Fund FAQs Online Course
Mutual Fund Suitability Online Course
Outside Business Activity and Selling Away Online Course
Private Placements Online Course
Recent Developments in NASD Regulation Online Course
Recommending Mutual Funds Online Course
Regulatory Update for Supervisors Online Course
Sarbanes-Oxley Act of 2002 Online Course
Soft Dollars, Directed Brokerage and Personal Trading Online Course
Suitability for the Institutional Market Online Course
Notice: The course description on this page was captured from the Internet as historical reference or submitted by visitors. It was archived statically and not updated from day to day.
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