Responsible Manager Workshop

Gold Seal Practice Management Pty Ltd
Melbourne, VIC, Australia

Course Format: Classroom | E-learning | Virtual Class | Online/Live | On-site/In-house | Blended | Self-paced

Course Description:

'' Many Responsible Managers worry about protection
and liability in their critical roles, and are concerned that there is very little relevant training around to help them come to grips with their obligations. Retaining senior
staff or appointing new employees in Responsible
Manager roles is proving difficult in many businesses.
This course is designed to raise the awareness of
Responsible Managers about the potential liabilities
inherent in that role, and help to plan the management
of compliance and mitigation of risk �?to themselves and
their businesses.
�?Key Topics
�?The Role and Responsibilities of Responsible Managers - What it means to be a Responsible Manager, the qualifications and experience required, responsibilities and overall liabilities involved.
�?Regulation in the Financial Services Industry - The role of ASIC, APRA, ACCC and industry bodies and a discussion of some of the most recent FSR refinements.
�?Obligations of AFS Licensees - An in-depth view of the day-to-day responsibilities of a Responsible Manager and how to ensure compliance in matters such as the products
and services provided and the way they are delivered; staff and resources employed; and management issues such as financial adequacy. Includes a compliance action plan
to assist with the planning and implementation of the compliance program.
�?Course Features
�?A full day workshop to maximise understanding of this critical and challenging role
�?Interactive activities to enhance understanding
and expand skills
�?Learning from the experiences of other delegates
�?Course notes for reference in the workplace
�?Course meets ASIC “approved short course”criteria for RM accreditation ...''

Elements of this syllabus are subject to change.

Phone:+61 (0)3 9510 5100

School Address/Venue(s):

Suite G09, Ground Floor
22 St Kilda Road, St Kilda VIC 3182 Australia

Jobs & Resumes: Melbourne
Houses & Roommates: Melbourne
Travel Agencies: Melbourne

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