Securities Law / PG Diploma

Institute of Chartered Financial Analysts of India University
Agartala, Tripura, India

Course Format: Classroom | E-learning | Virtual Class | Online | On-site | Blended | Self-paced

Course Description:

'' Capital markets and money markets serve as a medium to bring together entrepreneurs and investors. Securities Law deals with the trading of securities and the investor protection. This law mainly encompasses the regulatory framework and complements the Company Law which is intended to provide guidance for the corporate governance. With internationalization of securities trading, investors can easily move from one capital market to another in search of most attractive avenues. These cross-border transactions in securities raise more complex legal issues and need to be addressed within legal and regulatory frameworks.

The PG Diploma Program in Securities Law is designed in this context to cater to the needs of company managers, law practitioners, stock market professionals, legal advisers and investors.

Given below is the outline curriculum of PG Diploma Program in Securities Law. This curriculum may be modified, revised, altered, deleted or added from time to time depending upon the latest emerging trends in the requisite areas of study.

Group A

Part I: Introduction to Securities Law

Origin, Growth and Features of Securities Markets

Definition and Kinds of Securities

Evolution of securities law in India

Securities and Exchange Board of India Act, 1992, Securities Contracts (Regulation) Act, 1956, Companies Act, 1956, Depositories Act, 1996, etc.

Regulatory authorities - SEBI, RBI

Modes of raising capital

Share capital, Nature and Kinds of shares

Evolution of Stock Exchanges

Stock Exchanges In India �National Stock Exchange, Bombay Stock Exchange, Regional Stock Exchanges, OTCEI and Inter-Connected Stock Exchanges in India.

Primary and Secondary Market Intermediaries

Regulations Governing Intermediaries

Types, Schemes and Regulation of Mutual Funds

Legal Framework of Venture Capital

Foreign Venture Capital Investors

Comparative study of Securities Markets in India and Abroad.

Part II: Issue of Securities - Procedure and Regulations

Listing of Securities �Legal Provisions

SEBI (Disclosure and Investor Protection) Guidelines, 2000

Definition, Registration and Contents of Prospectus, Offer for Sale/Deemed Prospectus and Letter of Offer

Public Issue �Meaning and Procedure

Procedure for Issue of Right Shares

Preferential Issue and Issue of Bonus Shares

Firm Allotment and Reservation

Issue of Securities through Book Building Process

Online offer of Securities

General Principles and Statutory provisions regarding allotment of shares

Issue, conversion and Redemption of Debentures: Bonds

Pre-Issue and Post Issue obligations

Buyback, transfer and transmission of shares

Good and bad deliveries in stock exchanges

Issue of sweat equity shares, Employees Stock Option and Purchasing Schemes.

Group B

Part III: Trading of Securities & Regulatory Authorities

Trading of Securities - NSE, BSE, OTCEI, Regional Stock Exchanges and Inter �Connected Stock Exchanges

Internet and Online based Securities Trading

Securities and Exchange Board of India

Depositories

Regulations governing Depositories

Establishment of Securities Appellate Tribunal (SAT) �Rules and Procedure

Meaning of Insider Trading and Prohibition of Insider Trading

Company Law Provisions Governing Take-over of Companies

Take-over of a Sick Industrial Company under the Rehabilitation Scheme

SEBI Regulations for Substantial Acquisitions and Take-over Grievances of an Investor

Redressal Mechanism–Redressal authorities and Regulatory Measures

Investor Education guide

An International Perspective of Securities Law

Comparative study of Regulatory Authorities in India and abroad.

Part IV: Emerging Issues and Concepts

Corporate Governance

Credit Rating and Credit Rating Agencies viz. CRISIL, ICRA and CARE

Stock Invest Scheme and Securities Lending Scheme

Collective Investment Scheme

Reserve Bank of India Guidelines regarding Foreign Investment

Foreign Institutional Investors �Conditions and Restrictions

SEBI Regulations and Norms governing Custodians

Types of Derivatives and Derivative Participants

Derivatives trading in India

Euro issues

Issue of Foreign Currency Convertible Bonds

Global Depository Receipt (GDR) and American Depository Receipt (ADR)

Securities and Cyber Law

Taxation and Securities.
...''

Phone:0381-2319507

School Address:

The ICFAI University

Jagannath Bari Road, Bidurkarta Chowmuhani

Agartala-799001.

Tripura (West)



Jobs & Resumes: Agartala
Houses & Roommates: Agartala

PG Diploma Investment and Tax Planning
PG Diploma Banking
Treasury and Forex Management / PG Diploma
Investment Banking / PG Diploma
Insurance / PG Diploma
Cyber Law / PG Diploma
Intellectual Property Rights / PG Diploma
Environmental Law / PG Diploma
Alternative Dispute Resolution / PG Diploma
International Business Law / PG Diploma
Project Management / PG Diploma
Export and Import Management / PG Diploma
Management of E-Business / PG Diploma
Global Strategic Management / PG Diploma
Enterprise Risk Management / PG Diploma
Marketing Management / PG Diploma
Customer Relationship Management / PG Diploma
Marketing Financial Products / PG Diploma
Brand Management / PG Diploma

Notice: The course description on this page was captured from the Internet as historical reference or submitted by visitors. It was archived statically and not updated from day to day.
 

Tips: Try the search form on top of each page to find the latest course information, using course topic and location as keywords. Keep the course topic keyword short to get more results.