Securities Operations

7city Learning
London, United Kingdom

Course Format: Classroom | E-learning | Virtual Class | Online | On-site | Blended | Self-paced

Course Description:

'' Market Structure and Trade Execution
Exchanges vs. OTC
Order vs. quote-driven
Disintermediation & ECNs
Internalisation & Intelligent Routing
Order types
Order pricing
Trading systems

Trade Capture in the Front Office and Back Office
Trade data components
Managing and monitoring a trading position
Marking the position to market
Static data
Trade validation
Exceptions and trade repair
Trade enrichment

Trade Confirmation, Instruction & Matching
The importance of trade confirmation
Achieving trade confirmation
Communicating a confirmation
The role of the central counterparty

Trade Settlement and Inventory Management
Settlement terminology & types
Settlement venues
Settlement imperatives
Why trades fail
The consequences of failure
Trade fail management

Payment and Clearing Systems
The difference between messaging, clearing and payment systems
Society for Worldwide Interbank Financial Telecommunications (SWIFT)
Clearing House Interbank Payments System (CHIPS) and Clearing House
Fedwire
Real Time Gross Settlement (RTGS)

Settlement Systems and Central Securities Depositaries (CSDs)
Dematerialisation
Book entry transfer
National Central Securities Depositaries (NCSDs) and International Central Securities Depositaries (ICSDs) - Euroclear and Clearstream

Custody
An overview of custody and client money
The roles and responsibilities of a custodian
The settlement process involving CSDs and custodians
...''

Phone:+44(0)20 7496 8600

School Address:

4 Chiswell Street
London
EC1Y 4UP
UK

Jobs & Resumes: London
Houses & Roommates: London

IT in Investment Operations - ITIO
NASD
ACOR
Advanced Certificate in Global Securities Operations
Professional Risk Manager
SII Diploma in Investment Compliance
CFA
Advanced Attribution
Performance Measurement
GIPS
Fund Administration
Global Custody
Basel 2 and Risk Management
Market Risk Management & Controls
Risk Management
Business Writing
Effective Appraisals
Decision Making
Assertiveness

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