Securities Online Training Courses
School(s) providing online training for Securities Professional

Securities Market
Course Type: Online
School/Trainer: Knowlege Netowork India [>>]
Training Centers: Gurgaon,India

KNI has developed 1000 hours of elearning for the BFSI domain . Currently it is offering a Certificate Program in Insurance and Risk Management , Certificate program in Insurance and Broking services, Certificate program in Wealth and Financial Planning and CFP/ AFP mapped coures in Financial Planning . ...

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The Canadian Securities Course (CSC) is recognized as the benchmark in the financial services industry and delivers the knowledge and skills employers demand. Whether you’re just starting out, or looking to upgrade your skills, the CSC will put you on the path to success. Upon successful completion of this introductory-level securities course, you’ll gain: An understanding of Canadian i......

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Annuities - 4 hour course that covers the basic fundamentals of fixed and variable annuities. Fully interactive and fast. Anti Money Laundering - This is a 2 hour securities CE credit session covering definitions, rules and regulations. Prospecting, Selling and Closing - 3 hour continuing education training covering the NASD guidelines to customer prospecting, including telephone solici......

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The field of investments is examined with special emphasis on common equities and fixed income securities. Participants will also be introduced to portfolio management principles, options and futures, mutual funds and global investing....

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Abusive sales practices in variable annuity transactions have resulted in heightened regulatory scrutiny, especially with regard to suitability. Through examples and case studies, this course examines suitability issues regarding surrender charges, Section 1035 exchanges and fees and other charges. The cases will also focus on the variable annuity¡¯s appropriateness for seniors, inclusion with......

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This continuing education course is designed to help financial services representatives prepare clients for the inevitable turbulence in the market. Topics include selling financial products when times are good, advising clients when times are good and when investments falter, and surviving a down market. Turbulent Markets: Understanding And Withstanding Market Risk helps financial service ......

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The Language of Investing provides a broad overview of some of the most common financial terms and defines instruments including equity, debt, and variable and pooled investment products and explains their related risks and rewards for the individual investor. ...

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This continuing education course addresses the critical tax issues involved in distributions from mutual funds and gains realized from the sale of portfolio securities. Taxation of Mutual Funds addresses the critical tax issues involved in distributions from mutual funds and gains realized from the sale of portfolio securities. Topics include the four types of mutual fund distributions, how......

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Principals that supervise the activities of Limited Securities Representatives face unique challenges related to mutual fund and variable product sales. This course focuses on areas of particular regulatory concern and suggests procedures to improve compliance. This course also has a 20 question exam....

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Registered representatives must ensure that their recommendations to customers are suitable, and it is the supervisor¡¯s responsibility to ensure that this is done. Supervising registered representatives means assuring that they fulfill their primary ethical duty to the public and to each prospective customer. This duty requires them to provide accurate information regarding investments in a f......

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