Financial Education Professionals Pty Ltd
Sydney, NSW, Australia
http://www.financialeducation.com.au/

Margin Lending & Consumer Credit

Financial Education Professionals has designed and developed tailored training for participants in front office and support roles dealing with margin lending products. Our expertise in this area extends from a basic, through to advanced levels of product and process training and can be tailored to suit your audience. ...
 

The current financial crisis has intensified interest in risk management. Poor or lax risk management at financial institutions has been cited as one of the major contributors to the current financial situation. Effective risk management depends on effective risk culture - i.e., genuine awareness and control of risk throughout the organisation, and genuine line-of-sight accountability. ......
 

The current financial crisis has intensified interest in risk management. Poor or lax risk management at financial institutions has been cited as one of the major contributors to the current financial situation. Effective risk management depends on effective risk culture - i.e., genuine awareness and control of risk throughout the organisation, and genuine line-of-sight accountability. ......
 

The current financial crisis has intensified interest in risk management. Poor or lax risk management at financial institutions has been cited as one of the major contributors to the current financial situation. Effective risk management depends on effective risk culture - i.e., genuine awareness and control of risk throughout the organisation, and genuine line-of-sight accountability. ......
 

The current financial crisis has intensified interest in risk management. Poor or lax risk management at financial institutions has been cited as one of the major contributors to the current financial situation. Effective risk management depends on effective risk culture - i.e., genuine awareness and control of risk throughout the organisation, and genuine line-of-sight accountability. ......
 

The course is designed for people working in the following financial sector administrative, operations, IT, marketing and support roles: Investment administration Treasury administration Office manager Personal assistant Executive assistant Financial planning assistant Call centre supervisor Superannuation administrator Sales and marketing assistant Legal secretary Customer......
 

The Compliance Officer (Part A): What is compliance? Compliance governance; Compliance processes; Sources of compliance requirements; Compliance policies; Compliance training; Compliance monitoring The Compliance Officer (Part B): Handling exceptions; Reporting on compliance matters; Dealing with regulators; Compliance culture; When you get back to the office...
 

Australian Financial Services Licence Requirements: Overview; AFSL authorisations; AFSL requirements; Conflicts; Training requirements; Compliance & risk management; Responsible Managers; ASIC breaches; Retail requirements...
 

To provide a practical understanding of the role and functions of Compliance Officer in the Australian financial services industry The Course: Australian Financial Services Licence Requirements: Overview; AFSL authorisations; AFSL requirements; Conflicts; Training requirements; Compliance & risk management; Responsible Managers; ASIC breaches; Retail requirements The Compliance Officer (......
 

The International Investment Administration Qualification (International IAQâ„? offered by the Securities and Investment Institute (SII) in London is widely acknowledged as the most appropriate qualification for staff engaged in treasury operations and investment administration. The programme is delivered in 12 hours of small group workshops conducted by experienced industry practitioners wi......
 

ACSA has announced that Financial Education Professionals has been accredited as the provider of the ACSA Accredited Program for those working in custodial services and developing their career in this specialist area. Stream 1: Fund Administration Stream 2: Investment Administration Stream 3: Performance and Compliance Benefits Professional and competent staff play an important role......
 

Industry Core Unit description FNSICIND401B Apply principles of professional practice to work in the financial services industry FNSICGEN301B Communicate in the workplace FNSICGEN302B Use technology in the workplace FNSICGEN304B Apply health and safety practices in the workplace Elective Units FNSICCUS401B Deliver a professional service to customers FNSICORG402B Work with speci......
 

ACSA has announced that Financial Education Professionals has been accredited as the provider of the ACSA Accredited Program for those working in custodial services and developing their career in this specialist area. Introduction to Financial Markets Introduction to Custody...
 

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