Finance

at school(s) in Perth or delivered online/live/on-site/by e-learning

Risk Management, Compliance Planning and Ethics in Financial Services
Course Format: Classroom
School/Trainer: Kaplan Education Pty Ltd [All Courses]
Training Center(s)/Venue(s): Brisbane, Melbourne, Perth, Sydney, Australia
Jobs & Resumes: Brisbane, Melbourne, Perth, Sydney
Houses & Roommates: Brisbane, Melbourne, Perth, Sydney

Major legislative and regulatory reforms that followed a number of high-profile corporate collapses in the late 1990s and early 2000s provided the catalyst for a major focus on risk management, compliance and ethical conduct in the Australian financial services industry. Risk Management, Compliance Planning and Ethics in Financial Services focuses on the practical application of the principles......

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The legislative and regulatory environment in which AFS licensees and APRA regulated institutions operate is complex and constantly changing. The obligations imposed upon licensees by financial services regulation must be clearly understood and carefully managed in order to not put a business at risk. Understanding these obligations is crucial for anyone holding a senior position within an AFS ......

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The foreign exchange market is the largest, most active financial market in the world. Thousands of people trade across different time zones 24 hours a day. This market underpins the operation of the global economy by serving the needs of international traders and investors. Understanding the fundamental principles that guide the buying and selling of currencies is vital to appreciating this d......

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In an increasingly global world, the financial services industry has led the way in the creation of borderless markets servicing customers around the world. The Australian industry plays an ever-increasing role within global financial services markets, trading a sophisticated range of financial products and services to investors both locally and offshore. To operate successfully within financi......

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Banks and other financial institutions trade billions of dollars in the Australian debt market every day. How debt is traded and the prices paid affect how governments finance deficits, how businesses raise money to fund operations, and how investors invest. With a type of debt to suit every purpose and organisation, the debt market is a significant part of the Australian financial system, and......

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With over nine million Australians investing through managed funds, $1 trillion in funds under management and simpler superannuation encouraging even faster growth, the Australian funds management industry is the largest in the world on a per capita basis. However, with hundreds of managed products available, the industry can be bewildering for new entrants learning about the industry and how t......

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