Law

at school(s) in Brisbane or delivered online/live/on-site/by e-learning

Law, Regulation and Compliance in Financial Services
Course Format: Classroom
School/Trainer: Kaplan Education Pty Ltd [All Courses]
Training Center(s)/Venue(s): Brisbane, Melbourne, Perth, Sydney, Australia
Jobs & Resumes: Brisbane, Melbourne, Perth, Sydney
Houses & Roommates: Brisbane, Melbourne, Perth, Sydney

The legislative and regulatory environment in which AFS licensees and APRA regulated institutions operate is complex and constantly changing. The obligations imposed upon licensees by financial services regulation must be clearly understood and carefully managed in order to not put a business at risk. Understanding these obligations is crucial for anyone holding a senior position within an AFS ......

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The Certificate of Business Law will allow students to undertake study of selected aspects of Business Law (equivalent to the Commercial Law component of the BBus degree) without enrolling in, or intending to complete a full Bachelor of Business or Bachelor of Commerce degree and obtain an appropriate exit award. It will also provide an enrolment option for students �both domestic and internat......

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This course will provide the learner with opportunities to problem solve current OHS management challenges. The historical development of occupational health and safety as a discipline, common law concepts and relevant statutes as applied in the workplace are major themes. Learners will reflect on the relevance of generic management skills and organisational behaviour theories within the OHS co......

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A study of company and securities industry law. Topics include partnership, trusts and other organisational structures and companies, with special reference to formation of companies, effects of incorporation, the corporate constitution, registration requirements and procedures, prospectus and share issues, administration of companies, raising finance, directors, shareholders, meetings, transfe......

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This course provides students with an introduction to the law of contract and business law as they operate within the parameters of Australia’s common law based legal system. Topics include the origins of Australia’s present legal system and the current legal environment in which contract and business law operate to regulate commercial transacting between firms as well as individuals.......

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This course enables students to acquire a sound knowledge of the Australian taxation system and the compliance requirements. Topics include: the Constitution and taxation power; the concept, source and derivation of income; trading stock, exempt income, allowable deductions; tax offsets; and the determination of taxable income; decline in value; and miscellaneous business deducations; tax admin......

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